外資系大手生命保険でのCompliance Risk Management BU, Non-Sales Practice Risk Oversight Group, Financial Crime Team, Managerの求人

The our Financial Crime Team (FCT) is responsible for advisory and oversight of Anti-Money Laundering (AML) , including Anti-Social Forces, and Sanctions management.
These key responsibilities include:
Advising business and functional areas
Conducting AML and Sanctions risk assessments and provide annual risk assessment report
Conducting independent monitoring/testing with the first line of business
Planning and promotion of measures to strengthen risk controls
FCT is responsible for overseeing the controls management has in place to mitigate AML and Sanctions risk at our company through the Non-Financial Risk Assessment Program (NFRA). These responsibilities ensuring that: (i) employees are familiar with applicable AML/Sanctions laws and regulations; (ii) our company maintains a robust AML/Sanctions compliance program; (iii) ongoing training is provided to senior management, key operating personnel, and other employees based on risk; (iv) employees are updated on any changes. the AML/Sanctions compliance program and/or applicable regulatory requirements; and (v) risk assessments are conducted in compliance with the NFRA Policy.
FCT must have subject matter expertise in both local AML related laws and regulation in Japan and the company’s Global AML Policy and Global Sanctions Policy and its standards (AML/Sanctions Policies).
FCT is responsible for ensuring our company complies with the requirements of applicable local AML/Sanctions laws/regulations (cf. Act on Prevention of Transfer of Criminal Proceeds, FSA’s AML guideline) and the Global AML/Sanctions Policies and standards.

In addition, as a manager, he/she is expected to supervise team members and continuously improve risk assessment, monitoring activities, and other BAU activities.

Experience and Skills
1. Experience in a compliance or other internal control department working for a life insurance company or financial institution.
2. Deep knowledge and understanding of the laws and regulations of AML/Sanction.
3. The ability to make decisions and act with autonomy while respecting teamwork.
4. Deep understanding of life insurance business and compliance risks
5. Risk mindset and forward looking risk management capabilities.

Preferred requirements
・CAMS (Certified Anti-Money Laundering Specialist)
・Regulatory compliance projects read or PM